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California

bucolic_frolic

(53,788 posts)

1. barred from ... associating with a broker-dealer by FINRA

Reply to TexasTowelie (Original post)

Sat Oct 30, 2021, 05:24 AM

Oct 2021

That's a new one on me. I've heard of barred from being in that occupation, but not from the freedom to do business with them. Must have been a hum-dinger

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Real estate agent accused of running $14 million house-flipping Ponzi scheme [View all] TexasTowelie Oct 2021 OP

barred from ... associating with a broker-dealer by FINRA bucolic_frolic Oct 2021 #1